Luxembourg
Fund Services
Global Wealth Management
Job Reference #
317841BR
City
Luxembourg
Job Type
Full Time
Your role
Do you possess extensive knowledge of AIFMD & UCITS regulations with a focus on the investment compliance? Do you demonstrate problem-solving skills and can-do attitude?
As a Depositary Investment Compliance Senior Analyst, you will have an in-depth understanding of the depositary business and the broader funds industry. Additionally, you will have experience in monitoring investment restrictions for funds. You will be expected to ensure compliance and manage oversight controls, contributing to the overall strength and integrity of the depositary oversight framework. This role offers a unique opportunity for an individual with strong analytical skills and a keen understanding of investment compliance to not only manager daily operational activities but also to develop into a leadership role.
We’re looking for a Depositary Investment Compliance Senior Analyst to:
As a Depositary Investment Compliance Senior Analyst, you will have an in-depth understanding of the depositary business and the broader funds industry. Additionally, you will have experience in monitoring investment restrictions for funds. You will be expected to ensure compliance and manage oversight controls, contributing to the overall strength and integrity of the depositary oversight framework. This role offers a unique opportunity for an individual with strong analytical skills and a keen understanding of investment compliance to not only manager daily operational activities but also to develop into a leadership role.
We’re looking for a Depositary Investment Compliance Senior Analyst to:
- Carry out monitoring and control measures related to the Compliance of the Fund’s instructions/investment decisions
- Perform daily/weekly/monthly checks on investment limits, asset eligibility, leverage etc.
- Demonstrate comprehensive knowledge around Investment Compliance applicable to UCITS, alternative UCIs, SIF and other relevant European regulatory frameworks.
- Take part in the monitoring of ESG limitations.
- Manage regulatory escalation processes.
- Contribute to the improvement of processes, methodologies, and technological solutions
- Liaise with internal and external parties to resolve queries and escalate potential issues.
- Provide guidance and mentorship to team members, fostering professional growth
- Take on increasing managerial responsibilities with the potential to lead and develop the team
Your team
Join us as a Depositary Investment Compliance Senior Analyst, where you will be part of a high-performing group operating in a fast paced, international environment. In this exciting role you will manage and perform the Investment Restriction monitoring duties and activities within the Depositary Bank in addition to participating in a number of projects looking to enhance performance across the department.
A can-do attitude and the drive to deliver are essential to becoming a valuable member of our team.
A can-do attitude and the drive to deliver are essential to becoming a valuable member of our team.
Your expertise
- Minimum 5-6 years’ oversight/control experience with a Depositary, Oversight or an audit firm, with specific depositary/investment compliance experience
- University degree in economics, finance, business administration or related field
- Strong understanding of UCITS and AIFMD regulations and market practices
- Strong knowledge of investment restrictions monitoring and asset eligibility requirements.
- Analytical mindset with strong attention to details.
- Good knowledge of operational aspects of the depositary, custody or fund administration activities
- Comfortable working productively in a team-oriented, collaborative environment as well as independently
- Able to interpret and apply regulations to practical situations
- Leadership potential with a desire to grow into a managerial position
- Experience working with compliance monitoring systems and tools (e.g. MIG21, Xentis, Charles River, Bloomberg AIM, or in-house systems)
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
We have a presence in all major financial centers in more than 50 countries.
How we hire
We may request you to complete one or more assessments during the application process. Learn more
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Contact Details
UBS Business Solutions SA
UBS Recruiting
UBS Recruiting
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
When applying for this role, please note that additional background checks may be carried out and an original of your criminal record may be requested.
When applying for this role, please note that additional background checks may be carried out and an original of your criminal record may be requested.
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