City
Luxembourg
Job Type
Full Time
Country / State
Luxembourg
Function Category
Compliance
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
When applying for this role, please note that additional background checks may be carried out and an original of your criminal record may be requested.
Your team
You’ll be working in the business line aligned Compliance and Operational Risk Control (C&ORC) team in Luxembourg. We support the business by partnering with them to effectively manage regulatory risk in an environment of collaboration and constructive challenge. Our duties include implementing the Compliance and Operational Risk Framework and to ensure regulatory compliance and operational risks are identified, properly assessed and recorded. You'll play an important role in helping us develop risk mitigating measures, controls and adequate remediation plans are in place. You'll also collaborate with global colleagues to ensure that best practices are being shared around the region/globe.
Your expertise
You are highly committed and possess the following skills:
• University Degree in Economics, Finance, Law or a similar subject
• Relevant compliance experience of minimum 8-10 years in the investment fund industry;
• Experience in Management Company/AIFM or Audit/Advisory Firm is an advantage;
• Good knowledge of the Luxemburgish investment fund regulatory framework, including UCITS, AIFM and MIFID II regulations;
• Good knowledge of the investment fund industry and related actors (fund administration, transfer agent, portfolio manager, distributor, custodian bank…);
• Good knowledge of Luxembourg AML/KYC regulatory framework;
• Having been already approved as Compliance Officer by CSSF is an advantage;
• You possess excellent communication, team-building and organizational skills, and you are flexible for both daily business requirements and with respect to more complex tasks and projects;
• You are fluent in both written and spoken English.
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
