EMEA Securities Services Compliance Manager

JPMorgan Chase Bank, N.A. - Senningerberg
Business Description

Securities Services is comprised of a number of products and services which include global and direct custody, fund accounting, transfer agency, middle office, depositary services, custody foreign exchange, liquidity management, agency securities lending and depositary receipts.

Role Description

To ensure ongoing support of the Securities Services business strategy in EMEA, the Securities Services Compliance team is seeking a highly motivated and experienced Compliance Officer. The successful candidate will report to the EMEA Head of Securities Services Compliance and the Head of Line of Business Compliance for Luxembourg and assist in the compliance coverage of the Securities Services businesses for the EMEA regional team. The key responsibilities of the role include:

  • Provision of advice on a wide range of regulatory and firm policy topics impacting the EMEA Securities Services business, including conflicts management, information barriers, data privacy and bank secrecy;
  • Assistance with implementation of new regulatory initiatives impacting the relevant products;
  • Assistance with the development and implementation of compliance policies;
  • Review and complete the compliance risk assessments for the relevant products;
  • Review of new business initiatives and assessment of their regulatory impact on the relevant products;
  • Assistance in the development and delivery of compliance training;
  • Participation in regulatory and client due diligence visits;
  • Undertake compliance monitoring activities, including raising and communicating identified issues;
  • Participate in management and governance meetings (where appropriate);
  • Work closely with the broader regional and global compliance team ensuring consistency across the teams with respect to the Securities Services compliance program and when issues are being addressed.

Role Requirements

These points have been carefully considered as being essential for the role. Your background must accurately reflect all of these points for your application to be considered;

  • Bachelor's Degree or equivalent.
  • Have a solid understanding of the Securities Services businesses or similar businesses
  • Have relevant compliance, regulatory consulting, regulatory audit, regulatory risk, legal or controls experience;
  • Superior analytical and interpretative skills;
  • Demonstrated capability to learn quickly and manage multiple demands;
  • Strong written and oral communication and ability to provide credible advice and challenge; and
  • Partnership-building / teamwork skills.
  • Ability to identify potential issues and/or areas of improvement.
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.

Attention - In the recruitment process, legitimate companies never withdraw fees from candidates. If there are companies that attract interview fees, tests, ticket reservations, etc. it is better to avoid it because there are indications of fraud. If you see something suspicious please contact us: [email protected]